Publications
- September-October 2021
The DOJ’s Mixed Record on Cases Against Traders
The Champion - September-October 2018
Handling SEC Enforcement Matters
The Champion - January 29, 2018
Lucia Will Not Address Essential Problem With SEC Court
Law360 - September-October 2016
Representing Individuals in International Investigations
The Champion - November 2015 Comment on Proposed Amendments to SEC’s Rules of Practice
- Summer 2014
The Opening Statement: Taking Control of the Narrative
Litigation - April 4, 2014
Landmark “Willful Blindness” Decision Has Failed to Deliver
Daily Journal - Winter 2012
“Tapping” into Wall Street
Criminal Justice - September-October 2012
Jury Instructions: Key Topics in Federal White Collar Cases
The Champion - September 2011
Blue Collar Tactics in White Collar Cases
The Champion - April 2010
White Collar Crime Policy: The SEC’s New Cooperation Policy
The Champion - December 2007
Corporate Monitors: Taking Corporate Cooperation to the Next Level
The Corporate Counselor